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Registrars to an Issue and Share Transfer Agents - Mutual Funds

Registrars to an Issue and Share Transfer Agents -..

[Available]

₹255

Author(s)

National Institute of Securities Markets

Publisher

Taxmann Publications Pvt Ltd.

ISBN

9789392211973

Edition

Workbook Version - June 2021

Pages | Format

226 | Paperback

Approx. Product Size

0.285

egistrars to an Issue and Share Transfer Agents – Mutual Funds seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T Agent) organizations in the mutual fund R&T function, to enable better quality investor service, operational process efficiency and risk controls.

It also aims to enhance the quality of sales and distribution and enable better quality investor services.

This book covers all important aspects such as:

The basic understanding of the Indian securities markets
Role and function of RTA in mutual fund issuance & transaction process
The regulatory environment in which the RTAs operate in India.

Chapter No	Chapter name
Chapter1	ntroduction to Securities
Chapter2	Characteristics of Equity Shares
Chapter3	Characteristics of Debt Securities
Chapter4	Characteristics of Other Securities
Chapter5	SEBI – Role and Functions
Chapter6	Basics of Registrars and Transfer Agents
Chapter7	Registrar and Transfer Agent Regulations
Chapter8	Basics of Mutual Funds
Chapter9	Mutual Fund Structure and Constituents
Chapter10	Mutual Fund Products
Chapter11	Operational Concepts of Mutual Funds
Chapter12	Investors in Mutual Funds
Chapter13	Banking Operations in Mutual Funds
Chapter14	Financial Transactions
Chapter15	Non-Financial Transactions