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Registrar to an Issue and Share Transfer Agents – Corporate

Registrar to an Issue and Share Transfer Agents – Corporate - Mahavir Law House(MLH)
Registrar to an Issue and Share Transfer Agents – ..

[Available]

₹250
Author(s)
National Institute of Securities Markets
Publisher
Taxmann Publications Pvt Ltd.
ISBN
9789391596958
Edition
Workbook Version - September 2020
Pages | Format
218 | Paperback
Approx. Product Size
0.280

Registrar to an Issue and Share Transfer Agents – Corporate seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T Agent) organizations performing the following functions for listed companies:

  • Dealing/Interacting with Investors/Issuers
  • Dealing/Collecting/Processing Applications from Applicants
  • Dealing with matters related to the following:
    • Corporate Actions
    • Refunds
    • Redemptions
    • Repurchase of Securities
  • Handling Redressal of Investors' Grievances
  • Responsible for Internal Control & Risk Management
  • Responsible for Compliance of Securities Law
  • Responsible for any activity performed under SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
Chapter No Chapter name
Chapter 1 Introduction to Securities
Chapter2 Characteristics of Equity Shares
Chapter3 Characteristics of Debt Securities
Chapter4 Characteristics of Other Securities
Chapter5 Basics of Mutual Funds
Chapter6 SEBI– Role and Functions
Chapter7 Public Offer of Securities
Chapter8 Modes of Allotment of Share other than Public Offers
Chapter9 Process Related to Public Offering of Shares
Chapter10 Roles and Responsibilities in a Public Issue
Chapter11 Depository Services
Chapter12 Process Related to Depositories
Chapter13 Investor Interface with the R&T Agent
Chapter14 Secondary Market Transactions
Chapter15 Client Servicing