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Investment Adviser (Level 2)

Investment Adviser (Level 2) - Mahavir Law House(MLH)
Investment Adviser (Level 2)

[Available]

₹250
ISBN
9789350719107
Edition
2016
Pages | Format
296 | Paperback
Approx. Product Size
0.365

Note : The book "Investment Adviser (Level 2)" contains 7 chapters.

Description

This workbook has been developed to assist candidates in preparing for the National Institute of Securities Markets (NISM) Level 2 Certification Examination for Investment Advisers. NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination along with the NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination seeks to create a common minimum knowledge benchmark for all associated persons registered as an investment adviser and partners and representatives of investment advisers under SEBI (Investment Advisers) Regulations, 2013 and offering investment advisory services.
The book covers all important topics to enhance the quality of investment advisory and related services in the financial services industry. It covers topics related to the structure and performance of securities markets, importance of asset allocation and impact of the market movement on the assets performance. This course teaches practical aspect of product selection, portfolio construction, review and rebalancing based on clients need. The book also discusses the concept of compliance, operations and service elements in investment advice.

Chapter No Chapter name
Chapter: 1 UNDERSTANDING SECURITIES MARKETS AND PERFORMANCE
Chapter: 2 OPERATIONAL ASPECTS OF FINANCIAL TRANSACTIONS
Chapter: 3 PERSONAL FINANCIAL PLANNING
Chapter: 4 COMPREHENSIVE FINANCIAL PLANNING
Chapter: 5 PRODUCT ANALYSIS AND SELECTION
Chapter: 6 REGULATORY AND COMPLIANCE ASPECTS
Chapter: 7 CASE STUDIES IN COMPREHENSIVE FINANCIAL ADVICE